Our Model

We enable Financial Advisory Businesses to operate and thrive

Business Infrastructure

We provide the essential infrastructure (as-a-service)
that financial advisory businesses need to operate.

FCA Authorisation

Firms operate as an FCA-authorised Appointed Representative.

Advice Framework

We provide a robust, best-practice, compliant and flexible framework.

Compliance Oversight

Compliance framework and regulatory guidance developed over 20 years.

Risk Management

Professional indemnity insurance and dynamic model to manage risk.

Revenue & Agency

We manage all agencies and commission and product reconciliation.

Business Proposition

We provide a multi-channel proposition to serve the full spectrum of financial advisory business models.

A network for independent financial advisory firms (Appointed Representatives)

A network for restricted financial advisory firms (Appointed Representatives)

Providing software and technology solutions to the financial advisory market

Providing services and business support to Directly-Authorised firms

Unlocking the value of data

Account Information Services

We provide information services and data-driven
insights for financial advisory businesses to thrive.

  • Dynamic risk assessment and automated compliance
  • Real-time insights and adviser notifications
  • Client Open Banking bank data as FCA-Regulated AIS Provider

Learn more about our Proposition

We support the full spectrum of financial advisory business models